CIMCON for Asset Management
Asset managers depend heavily on tools spreadsheets, databases, AI & GenAI in order to capture nuanced changes in market conditions. Manually tracking these resources or using scattered AI validation tools can be costly, tedious, and still quite error prone.
Several top Asset Management firms with over $100 billion in assets leverage CIMCON Software’s tools as well as hundreds of others to manage their risk. CIMCON’s Product Suite allows teams to operate where they work best (Excel Plug-in for Spreadsheet Analysis, CIMCON Python Package for AI, GenAI analysis) so Risk Teams can comprehensively understand their risk profile as well as address this risk through Testing & Validation, Inventory, Controls, Approval Workflows, Monitoring, and Reporting.
ng & reporting functionality.
Our Customers
Top US Asset Manager
$4.2t in assets
Top US Asset Manager
$3.9t in assets
Top US Asset Manager
$2t in assets
Top US Asset Manager
$1.35t in assets
Top US Asset Manager
$724b in assets
Top US Asset Manager
$121b in assets
Regulatory Compliance
Asset management firms are subject to a complex array of global regulations that require meticulous oversight of both EUCs and AI systems:
Regulations
- MiFID II
- AIFMD
- UCITS for funds in Europe
- SEC Regulations in U.S.
- FCA guidelines in the U.K.
Key Features
AIValidator
Automated validation that ensures AI models perform reliably and ethically, with tools for testing data integrity, bias, and performance.
Standardized Risk Assessment & Shadow AI Monitoring
Automatic Risk Assessment of all assets with your network based on your EUC & AI Policy. Proactively detect unauthorized AI applications in 3rd party apps to prevent security breaches and ensure data integrity.
Centralized Model Inventory & Workflows
Comprehensively view all relevant EUC, AI, & GenAI information, custom to the asset type, in our centralized Model Inventory. Automate Approvals & Findings through our No Code Workflow Designer.
Monitoring & Regulatory Reporting
Monitor performance changes over time for all tests as well as generate reports effortlessly, aligning with internal policy & external regulations through intelligent automation.
Controls & Audit Trail
Set cell level permissions for EUCs as well as file level permissions for Python, monitor the Audit Trail for changes, manage different versions, as well as identify copies through CIMCON’s Change Management Controls Framework.
XL Audit
A robust Excel plugin designed to identify and correct errors in spreadsheets, crucial for financial and pharmaceutical companies.
Resources
AI Risk Management Policy
Leveraging collective wisdom from experts in the domain, regulatory recommendations, and our 25+ years of experience, this policy outlines step by step recommendations for AI & GenAI Risk Assessment, Controls, Testing, Monitoring, Compliance Reporting and everything in between,
Why EUC Risk Matters
EUC risk, often seen as errors or confidential data loss, can have a material impact. Based on our experience with hundreds of customers, this white paper outlines how to understand your risk level, implement best practices, and align stakeholders on Why EUC Risk Matters?
